open-standards/wai/extensions/packaging.md

WAI Extension: Packaging

Status: Draft. A packager turns sources into WAI objects under a declared policy; this extension fixes what a verifier recomputes. This revision defines the policy, its digest and what it may ask a packager to emit (§3), how a source is cut into pieces (§4), the objects a packager writes (§5), the stage index (§6), the floor (§7), what each class is offered over HTTP and MoQ (§8), the package receipt (§9), and the package and its verification (§11). Reference impl: wai-pack — policy, capcheck, source, scenecut, classify, encode, floor, cmaf, catalog, pack, verify; in wai-rs, the encoder int_video_enc, the stage index stage_index and the receipt package; the corpus pack-conformance/. Keywords MUST, MUST NOT, SHOULD, MAY are RFC 2119/8174.

1. Scope

A packager turns one or more sources into WAI objects, stage indexes, catalogs and a package receipt, under a declared policy. This extension fixes what a package contains and what a verifier recomputes. It fixes an encoder's choices only where it names them.

2. Terms

• Component: one media stream of a package (for example video, or audio).
• Piece: a span of a component that decodes with no reference outside itself.
• Stage: one object of a piece in staged order: the base is layer 0, refinement k is layer k (staged-delivery).
• Rung: one entry of the policy's ladder: a capability a component's pieces are coded in, with its role (base, refinement or floor) and parameters.
• Class: a delivery profile the policy names.
• Moment: a declared span of presentation time with tags.
• Floor: a rendition in a standard codec, for sinks that lack the primary.
• Timebase of a component: num / den units per second. For video one unit is one frame; for audio, one sample.

3. Policy

3.1 A package is made under exactly one policy, a TOML 1.0 document of schema wai.pack.policy/1, in UTF-8 with no byte-order mark.

3.2 The effective policy is the policy with every default written in (§3.3) and every override the packager applies (such as a command line forcing royalty_free_only). An override only ever forces royalty_free_only on; it never turns off what the policy asks for. Its JSON form is §3.3's members, with an optional member that has no default omitted when absent, and arrays of tables in document order. Its policy digest is

BLAKE3("wai:pack-policy\x01" ‖ JCS(effective policy as JSON))

where JCS is RFC 8785. Two spellings of one policy (member order, inline or standard tables, dotted keys, string or integer notation, comments, an omitted default or the default written out) therefore have one digest; the order of an array of tables is part of the policy.

A packager MUST refuse with policy-toml, before anything else, a policy whose bytes are not UTF-8, that begins with a byte-order mark, that is not TOML 1.0 (an integer outside TOML's 64-bit range included), or that nests arrays and tables more than 32 deep: the document's own table is at depth 1, and an array or a table directly inside one at depth k is at depth k + 1. Then, before it reads any key, it MUST refuse one holding anywhere a float (policy-float), a date or time (policy-datetime), a negative integer (policy-negative), or an integer above 2^53 − 1 (policy-integer-range), visiting members in byte order of their keys and arrays in order.

3.3 Schema. Within each table, a key this section does not define is refused first (policy-unknown-key, the first in byte order), then each member in the order listed: a required member that is absent (policy-missing-key), a member of another type (policy-type), a value outside its range or vocabulary (policy-value). An absent table reads as empty.

Member	Type	Default	Range
schema	string	required	wai.pack.policy/1 (else policy-schema)
asset_id	string	required	1 to 255 bytes
royalty_free_only	boolean	false
lead	string	required	1 to 255 bytes
component	array of tables	required
component.id	string	required	1 to 255 bytes
component.media	string	required	video, image, audio, world, feed, avatar, film
component.source	string	absent
component.timebase	table	required	members num, den, each 1 to 2^32 − 1, required
segmentation.target_ms	integer	2000
segmentation.min_ms	integer	1000
segmentation.max_ms	integer	4000
segmentation.scene_cut	string	wai.pack.scenecut/1	wai.pack.scenecut/1
segmentation.cut_abs_permille	integer	300	1 to 1000
segmentation.cut_rel_permille	integer	3000	0 to 1000000
segmentation.cut_window	integer	8	3 to 64 (a window of fewer than 3 scores never applies cut_rel_permille, §4.3)
segmentation.lookahead_frames	integer	6	0 to 64
segmentation.closed	boolean	true
ladder	array of tables	empty
ladder.id	string	required	1 to 255 bytes
ladder.component	string	required	1 to 255 bytes
ladder.capability	string	required
ladder.role	string	required	base, refinement, floor
ladder.refines	string	absent
ladder.params	table	empty	by capability, below
floor.supplied_listing	string	absent	64 lowercase hexadecimal digits
floor.extra_keyframes	boolean	false
live.layer_lag_ms	array of integers	one 0 per layer	§3.4
class	array of tables	empty
class.id	string	required	1 to 255 bytes
class.max_layer	integer	0	0 to 255
class.max_kbps	integer	absent	1 to 2^32 − 1
class.floor_only	boolean	false
moment	array of tables	empty
moment.id	string	required	1 to 255 bytes
moment.from_ms, moment.to_ms	integer	required	to_ms above from_ms
moment.tags	array of strings	empty
rule	array of tables	empty
rule.id	string	required	1 to 255 bytes
rule.when.piece_kind	array of strings	absent	natural, static, synthetic, motion_high
rule.when.moment_tag	array of strings	absent
rule.then.ladder	array of strings	absent
rule.then.max_layer	integer	absent	0 to 255
rule.then.deadline_ms	integer	absent	1 to 2^32 − 1
defaults.deadline_ms	integer	1500	1 to 2^32 − 1
classify.static_permille	integer	5	0 to 1000
classify.static_mad_milli	integer	300
classify.synthetic_bins	integer	12	0 to 64
classify.motion_high_milli	integer	9000

A rung's params are those of its capability; every other capability takes none.

Capability	Parameter	Default	Range
wai.video.int_motion	block	16	4, 8, 16, 32
	search	7	0 to 32
	mv_precision	2	1, 2
	q_candidates	[8]	a non-empty array, each 1 to 255
	max_sse_px_milli	0
wai.video.int_refine	q	required	1 to 255
wai.video.av1, wai.video.av1.lossless	source	supplied	supplied, encode
wai.audio.int_refine	to_rate, q	required	1 to 384000; 1 to 65535
wai.audio.flac	source	encode	encode, supplied

wai.audio.int_layered is reserved for the layered integer audio base: it is not registered yet, and its parameters are defined when it is.

3.4 Constraints. A policy that passes §3.3 is checked in this order, and the first that fails is the refusal:

1. 1 to 8 components (policy-too-many-components); at most 64 rungs (policy-too-many-rungs), 32 classes (policy-too-many-classes), 32 rules (policy-too-many-rules) and 32 moments (policy-too-many-moments).
2. Ids unique among components, rungs, classes, moments and rules taken together, so a reference never names two things (policy-duplicate-id).
3. lead names a component (policy-lead).
4. segmentation.closed is true: every piece is closed, §4.1 (policy-open-gop).
5. 1 ≤ min_ms ≤ target_ms ≤ max_ms (policy-piece-bounds).
6. Every rung names a component (policy-ladder-component).
7. A rung carries refines exactly when its role is refinement (policy-refines-role); refines names a rung (policy-dangling-refines); no chain of refines returns to a rung it passed (policy-refines-cycle); every chain stays in its component and ends at a base (policy-refines-base); no rung is refined twice (policy-refines-branch).
8. Every component has a base rung (policy-no-base).
9. A rung's layer is 0 for a base or a floor, and one more than the rung it refines for a refinement; the policy has one more layer than its highest rung layer. No class's and no rule's max_layer exceeds the highest (policy-class-layer).
10. A rule's then.ladder names known rungs, all of one component, at least one of them a base (policy-rule-ladder).
11. live.layer_lag_ms has one entry per layer, the first 0, the entries non-decreasing (policy-layer-lag).
12. The deadline values (defaults.deadline_ms and every rule's then.deadline_ms) number at most 4 (policy-too-many-deadlines), and for every refinement layer k and every deadline value d, d − layer_lag_ms[k] ≥ 1 (policy-deadline-unreachable).

Rules fold in document order: every matching rule applies, and a later then member overrides an earlier one.

3.5 A package receipt carries the policy digest. A verifier holding the effective policy recomputes it; it cannot check that the packager followed the policy, except by packing again.

3.6 What a packager may emit. A packager MUST refuse a policy with a rung it may not emit, reading SPEC §5's registry, never the policy. For each rung in ladder order the first rule that holds is its refusal, and a policy's refusal is its first rung's:

1. SPEC §5 does not register the capability: capability-unknown:<cap>.
2. SPEC §5 registers it as a record or a derivation operation, which names no payload format: capability-not-payload:<cap>.
3. It is a candidate, whose payload format no revision has pinned (SPEC §5, Candidate capabilities): capability-candidate:<cap>.
4. A base or a floor whose capability is not standalone media, or a refinement whose capability is not refinement-only: capability-role:<cap>.
5. Under royalty_free_only, a capability the registry gives no licence class: license-unclassified:<cap>; one of any class other than royalty-free: license-refused:<cap>:<label>, with the class's SPEC §5 label. The class is the registry's, "licensed royalty-free by its standards body"; it is not an opinion on freedom to operate, and a package states nothing about patents.

4. Pieces

4.1 Every piece MUST be closed: its first frame, sample or tick is coded with no reference outside the piece, and no later object of the package references into it.

4.2 Piece boundaries are a pure function of the source frames and the effective policy. Where the policy names wai.pack.scenecut/1, the boundaries MUST be those §4.3 computes. The list of piece starts, in timebase units, is the plan, and its digest is

BLAKE3("wai:pack-plan\x01" ‖ u64 LE n ‖ n × u64 LE start)

4.3 wai.pack.scenecut/1. All arithmetic is integer; >> is a shift and every division rounds down. For each RGB8 frame f of w × h pixels:

1. Luma Y = (77R + 150G + 29B + 128) >> 8, and the histogram H_f of 64 bins, Y >> 2.
2. D(a, b) = (Σ_i |H_a[i] − H_b[i]|) · 1000 / (2wh): the share of pixels, in thousandths, whose bin differs. The score of frame f ≥ 1 is s_f = D(f, f − 1).
3. The current piece starts at frame p, and len = f − p. Its window W_f is the scores s_g for p < g < f, the last cut_window of them; m_f is their lower median (sorted ascending, the element at index (|W_f| − 1) / 2).
4. Hard cut at f: len ≥ min, s_f ≥ cut_abs, and either |W_f| < 3 or s_f · 1000 ≥ cut_rel · m_f.
5. Soft cut at f: len ≥ target and 2 · s_f ≥ cut_abs.
6. Return clause. A cut at f is rejected when D(f + k, f − 1) < cut_abs for some k in 1..=min(L, last − f): the content came back within L frames, so f starts a flash.
7. Revisit clause. A cut at f is rejected when D(f, f − 1 − j) < cut_abs for some j in 1..=min(L, f − 1): f returns to content seen within L frames, so it ends a flash. Frames before p count.
8. A hard or soft cut that clauses 6 and 7 do not reject starts a piece at f. Otherwise, when len ≥ max, a piece starts at f.

Frame 0 starts the first piece. L is lookahead_frames, last the index of the source's last frame, cut_abs and cut_rel the policy's permille values, and min, target and max the policy's milliseconds on the component's timebase (§4.4). A decision about frame f reads no frame after f + L, so a live segmenter decides it once frame f + L has arrived, and a live and an on-demand segmenter with equal L produce equal boundaries. A piece that follows a cut is flagged a scene cut; one started at max, forced.

4.4 A piece's duration is an integer number of timebase units, and lies between min and max except the last piece of a source, which may be shorter than min. A duration in milliseconds converts to timebase units as floor(ms · num / (1000 · den)); a result of 0 becomes 1, and one above 2^64 − 1 becomes 2^64 − 1.

4.5 Components. Every component of a package shares one presentation timeline that starts at 0. The policy names one lead component; every other component cuts its pieces at the lead's boundary instants, each converted to its own timebase as floor(start_lead · num_c · den_lead / (den_c · num_lead)) (above 2^64 − 1, 2^64 − 1). A sink presents piece p of every component from that start.

4.6 Classification. Each video piece has a kind, which rules match (rule.when.piece_kind). Over the piece's consecutive frame pairs, with Y the luma of §4.3:

• mad_milli = Σ |Y_f − Y_{f−1}| · 1000 / (wh · (n − 1)), and 0 when the piece has one frame (n = 1);
• changed_permille = the pixels whose luma differs, · 1000 / (wh · (n − 1)), and 0 when n = 1;
• occupancy = the non-empty histogram bins of the piece's first frame.

The kind is the first that holds of: static (mad_milli ≤ static_mad_milli and changed_permille ≤ static_permille); synthetic (occupancy ≤ synthetic_bins); motion_high (mad_milli ≥ motion_high_milli); natural.

4.7 Sources.

• Y4M: 8-bit 4:2:0 (C420jpeg, C420paldv, C420mpeg2, C420, or no C parameter) or 4:4:4 (C444), progressive. A header that is not YUV4MPEG2 with a width and a height is refused y4m-header; an interlaced stream or frame, y4m-interlaced; another colour space, y4m-colorspace; a FRAME line that sets the width, height or colour space, y4m-size-change; a frame that ends early or a line that is not FRAME, y4m-truncated. Each pixel converts to RGB8 by BT.709 limited range, with 4:2:0 chroma taken at (y >> 1, x >> 1):

  • R = clip((298(Y−16) + 459(Cr−128) + 128) >> 8)
  • G = clip((298(Y−16) − 55(Cb−128) − 136(Cr−128) + 128) >> 8)
  • B = clip((298(Y−16) + 541(Cb−128) + 128) >> 8)

  where >> is the arithmetic shift and clip clamps to 0..=255.

• WAV: RIFF/WAVE with a PCM fmt chunk (format tag 1) of 16-bit samples, block alignment 2 · channels. Anything else is refused wav-format; a chunk that ends early, wav-truncated.

5. Objects

5.1 One envelope. Each object is exactly one WAI1 or WAI2 envelope and nothing after it (http-delivery §5.1).

5.2 Position independence. An object's bytes MUST NOT depend on its position in a package or on the package it belongs to: no member of its manifest names a piece, a time, an asset, a class or a component, so two pieces with identical content are one object. The reference packager writes a base's manifest as SPEC §3 orders it, with media the component's media, intent replicate, model_requirement the rung's capability with no fallback member, conditioning.kind the capability's last dot-separated segment (int_motion, av1), and target {"frames": n, "h": h, "w": w} (the piece's frame count and dimensions; for a floor, its sequence header's maximum frame height and width); a floor's derived_from (§7.2) comes after conditioning.

5.3 Name. An object is named by its content hash (jwp-receipts §2.1), BLAKE3("moq-jwp:object\x01" ‖ envelope), as objects/<64 lowercase hex>.wai: the same value is its stage-index entry (§6), its receipt leaf, its MoQ content hash and its HTTP strong ETag (http-delivery §5.2).

5.4 Refinements. A refinement object carries refines (staged-delivery §3): base the content hash of its piece's base, layer its layer, and as producers in prev only objects of the layers below it, the object its entry refines (§6.2) among them. The reference packager does not write refinements yet.

5.5 Integer video. An object of wai.video.int_motion carries a WIV1 payload with keyframe 0, as SPEC §5 pins it (integer-payloads §3); this extension defines no other layout for it, and its decode is that section's. The reference packager writes these with one encoder (wai-rs int_video_enc) at the step §5.6 chooses. The encoder's choices make a payload a function of the source frames, the rung's block, search and mv_precision (§3.3), and the step q:

• Motion search (frames 1 on): blocks in raster order; for each, every vector (dy, dx) with both components in −R..=R, R = search · mv_precision (at most 127), dy outer and dx inner, each ascending. Its cost is the sum, over the block's pixels inside the frame and the three channels, of |source − prediction|, where the prediction is the decode's (integer-payloads §3) from the previous frame as decoded. The least cost wins; a tie goes to the smaller |dy| + |dx|, then to the earlier vector.
• Residual: each frame, each pixel in raster order, each of R, G, B: the prediction (128 for frame 0) is subtracted from the source and divided by q, rounding halves away from zero; the frame as decoded is clamp(prediction + r·q, 0, 255), and the next frame predicts from it.
• Table: one residual table for the clip, with offset the least residual, top the greatest, and h_i the count of residual offset + i, for n = min(top − offset + 1, 4095) symbols. With R = 2^16 − n − 1 and H = Σ h_i, symbol i gets frequency 1 + ⌊R·h_i / H⌋; the R − Σ⌊R·h_i / H⌋ left over go one each to the symbols with the largest R·h_i mod H, the lower symbol first on a tie; the escape gets 1. A residual past the table's span is coded through the bypass escape (integer-payloads §2).
• A clip of one frame is written with block 1 and mv_precision 1, as the format requires.

The encoder also states the SSE of its reconstruction against the source: the sum of squared differences over every sample. It codes in two passes (the first finds the vectors, the reconstruction and the residuals' counts; the second derives each residual again and codes it last first), so beyond its input it holds the reconstruction, the vectors, the stream and the residual table: at most n·h·w·3 + 24n + 12·v + 3·(2·n·h·w·3 + 16) + T bytes for n frames and v motion vectors (int_video_enc::working_bytes). T is the widest table's, of S = 2·255 + 1 symbols: its fit, 16·(S + 1) + 2·8·S + 4·(S + 2) bytes (a frequency for each symbol and the escape, an index for each symbol and the sort's scratch, the table), and the table's three copies and the payload's header, 3·4·(S + 2) + 64. For a clip past the format's caps, which the encoder refuses before it allocates, the figure is 2^64 − 1.

5.6 Choosing the step. For each piece, the base encode of a wai.video.int_motion rung chooses its step from q_candidates, read as a set (a value listed twice is one candidate). It encodes the piece at each candidate, from the largest down, and chooses the first whose floor(SSE · 1000 / (3·w·h·n)) ≤ max_sse_px_milli, where SSE is the encoder's (§5.5) and n the piece's frames: the largest step that meets the bound, so candidates that meet it alike are decided by their step. Where no candidate meets it, it chooses the smallest. The function the reference packager's base encode calls is wai_pack::encode::choose_q.

6. Stage index

6.1 A package carries, per component, one stage index, the file index-<id>.wsix (WSIX), per window: one window for on-demand content, a chain of windows for live (§9.2). A window holds whole pieces. Integers are little-endian.

6.2 Layout. A 160-byte header, then n_pieces piece records of 32 bytes, n_entries entry records of 128 bytes, n_classes class records of 16 bytes, the class plan, and the string table. Nothing follows the string table. Reserved and padding bytes are zero.

Offset	Size	Header field
0	4	"WSIX"
4	2	version, 1
6	2	media_class: 0 video, 1 image, 2 audio, 3 world, 4 feed, 5 avatar, 6 film
8	4	tb_num
12	4	tb_den
16	4	n_pieces
20	4	n_entries
24	4	n_strings
28	4	n_classes
32	32	policy_digest (§3.2)
64	32	prev_index_digest: the previous window's index digest; zero for on-demand content and a first window
96	8	first_piece: the absolute number of the window's first piece
104	8	first_entry: the absolute ordinal of the window's first entry across the chain
112	32	plan_digest (§4.2) of the pieces' starts
144	2	component: the component's id, as a string index
146	14	reserved

Offset	Size	Piece record field
0	8	start, in timebase units
8	4	duration, in timebase units
12	4	first_entry, window-relative
16	2	n_entries
18	1	kind: 0 natural, 1 static, 2 synthetic, 3 motion_high (§4.6), 4 world segment, 5 audio
19	1	flags: bit 0 scene cut, bit 1 forced at max (§4.3), bit 2 started by a cue, bit 3 aligned to the lead (§4.5)
20	4	rules: bit i set when rule i matched the piece (§8.1)
24	4	moments: bit i set when the piece lies in moment i (§8.1)
28	4	reserved

Offset	Size	Entry record field
0	32	content_hash (§5.3)
32	8	byte_len: the whole envelope's length
40	8	piece: the absolute piece number
48	4	refines: the window-relative index of the entry this one refines; 0xFFFFFFFF for none
52	2	capability, as a string index
54	1	role: 0 base, 1 refinement, 2 floor, 3 snapshot, 4 ops, 5 receipt, 6 asset
55	1	layer
56	1	prefix_tier: 0 none, 1 entropy-consistency, 2 decode-equivalence (§6.4)
57	1	flags: bit 0 deferrable, bit 1 duplicate (an earlier entry of the index has the content hash), bit 2 the manifest carries derived_from
58	2	reserved
60	4	deadline_ms: 0 for none (§8.6)
64	32	prefix_digest (§6.5)
96	8	sse (§6.6); 2^64 − 1 when not computed
104	4	manifest_len: the envelope's man_len
108	4	reserved
112	8	payload_len: the envelope's payload bytes (for a WAI2, every component's)
120	8	reserved

byte_len, manifest_len and payload_len are the envelope's own lengths; for an object whose payload format WAI checks they are its counted bytes (staged-measurement §3), so a verifier also requires each such payload to parse as its format, after the other object rules of §6.3 (object-lengths).

A class record is u16 name (a string index), u8 max_layer, u8 flags (bit 0 floor only), u32 max_kbps (0 for none) and 8 reserved bytes, in the policy's class order. The class plan is n_classes rows of n_pieces bytes, each the highest layer the class lists for the piece or 0xFF for the floor only (§8.1), zero-padded to a multiple of 8. The string table is n_strings strings, each a u16 length and that many bytes of UTF-8, at least one, zero-padded to a multiple of 8. It is the component's id, then the class ids in policy order, then each capability at its first use, and a package's verifier holds an index to that (§11.3).

index_digest = BLAKE3("wai:pack-stage-index\x01" ‖ file)
leaf_i       = BLAKE3("wai:pack-stage\x01" ‖ entry record i)
stage_root   = the jwp-receipts §2.2 Merkle root over the leaves

A reader MUST refuse a file that is not this layout, the first that applies, in this order:

1. its first four bytes are not WSIX, a file of fewer included (index-magic);
2. a file of fewer than six bytes (index-truncated), or a version other than 1 (index-version);
3. a file shorter than the header, or than the tables its counts give: the piece, entry and class records, the class plan with its padding, each string's length and bytes, and the string table's padding, every size taken from its count before anything is allocated (index-truncated);
4. a reserved or padding byte that is not zero (index-reserved);
5. a media class with no meaning (index-media-class); then, entry by entry, a role, then a tier, with none (index-role, index-tier);
6. a string that is empty or not UTF-8, then a string index past the table (index-string);
7. bytes after the string table's padding (index-trailing).

6.3 Rules. An index lists every WAI object of its component, in piece order. Files that are not WAI envelopes (CMAF initialization segments and fragments, FLAC files) MUST NOT appear in it. A verifier MUST refuse an index that breaks one of these, checked in this order:

1. A timebase of zero (index-timebase). An index with no previous window (prev_index_digest zero: on-demand content, or a chain's first window) whose first_piece or first_entry is not 0, or whose first piece does not start at 0, the start of the presentation timeline (§4.5) (window-start). Then piece by piece: a piece that lasts no time or does not start where the one before it ended (piece-order); whose first_entry is not the number of entries before it, or that has none (piece-entries); of a kind or with a flag that has no meaning (piece-kind). Then pieces whose entries are not the index's entries (piece-entries).
2. Entry by entry, in order: an entry that does not name its piece's absolute number (piece-entries); a flag with no meaning (entry-flags); within its piece, a role before one that comes earlier in the order base, refinement, floor, any other, or a refinement at a lower layer than the refinement before it (entry-order); an entry that is not a refinement above layer 0, a refinement at layer 0, or refines on an entry that is not a refinement or missing from one (layer-role); a refinement whose refines is outside the window (refines-outside-window), is not an earlier entry of its own piece (refines-mismatch) or is not one layer below it (layer-gap); its tier (§6.4: tier-entropy-passthrough, tier-weakest, then tier-mismatch); a non-zero prefix_digest with a tier other than decode-equivalence (digest-without-tier); a deadline on an entry that is not a refinement (deadline-role); a floor without flag bit 2 (floor-derived-from); a content hash an earlier entry has at another length (dup-length); the duplicate flag other than set exactly when an earlier entry has the content hash (dup-flag).
3. Class by class: a flag with no meaning (class-flags); a plan value other than 0xFF for a floor-only class, or other than 0xFF or at most both the class's max_layer and the piece's highest layer otherwise (class-plan).

With the objects in hand, a verifier MUST also refuse, entry by entry: bytes of another length (object-length) or that do not hash to the entry's content hash (object-hash); bytes that are not one WAI1 or WAI2 envelope and nothing else (non-envelope-entry); a man_len or a payload length other than the entry's (object-lengths); a capability other than the entry's (object-capability; for a WAI2, its first entry's); a refinement whose object is not a WAI1 whose refines names its piece's base, its layer and producers of the layers below among which the entry it refines (§5.4, object-refines); and derived_from (SPEC §7.1) present otherwise than bit 2 says, or not well formed (object-derived-from). A member whose value is null is absent; for a WAI2, derived_from is present when any entry carries it, and well formed when every entry that carries it is. A manifest that does not parse, or names a member twice, is not an envelope (non-envelope-entry).

6.4 Tier. The tier a capability's own decode holds is decode-equivalence for a capability whose registry class reconstructs exactly (StandardDefined, and NeuralIntegerExact, whose pin a sink verifies before it decodes), entropy-consistency for NeuralEntropyExact, and none otherwise (SPEC §5, §7).

• An entry at layer 0 states its capability's tier, except a floor, which states none (§7.4).
• A prefix with one or more refinements holds decode-equivalence only if every object along it does, and none otherwise (derived-tracks §3, rules 1 and 2): a refinement's tier is decode-equivalence exactly when the entry it refines states decode-equivalence and its own capability's tier is decode-equivalence.
• An entry with layer > 0 MUST NOT state entropy-consistency (tier-entropy-passthrough); one with layer > 0 that states decode-equivalence over a prefix that does not hold it is refused tier-weakest; any entry stating another tier than the one this section gives, tier-mismatch.

6.5 prefix_digest is the SHA-256 decoded-output digest (SPEC §7, Digests) of the prefix the entry completes when prefix_tier is decode-equivalence, and all zero otherwise: for video, the clip digest over RGB8 frames; for an image, the RGB8 frame digest; for audio, the digest of the s16le interleaved samples; for world, feed, avatar and film entries, zero (their state hashes live in their receipts). A verifier decodes the prefix and compares.

6.6 sse is the integer sum, over every output sample of the prefix, of the squared difference from the source sample the packager coded (RGB8 channels, or s16 samples). It is the producer's statement: a verifier holding the source recomputes it, and one without the source cannot. A floor's sse is 2^64 − 1.

7. Floor and derived_from

7.1 Every piece of a video, image or audio component MUST have a floor rendition in a capability of SPEC §5's mandatory floor or recommended set; a packager refuses a video component with no floor rung (floor-missing). A film or world package SHOULD have one. This revision packs a supplied AV1 floor (wai.video.av1 or wai.video.av1.lossless, source = "supplied").

7.2 Floor objects. Each piece's floor is one object of the floor rung's capability (§5.2), whose manifest carries derived_from (SPEC §7.1, Derived renditions) naming the piece's base: motif the base's content hash, motif_capability its capability, renderer the floor's maker, and settings BLAKE3("wai:render-settings\x01" ‖ JCS(settings)) (§3.6). For a supplied floor, renderer is supplied@<the supplied listing's SHA-256> and the settings are {"source": "supplied", "supplied_listing": "<that SHA-256>"}, so neither names a position. This profile fixes these members: they are not the producer's statement here (SPEC §7.1), and a verifier holds every floor object to them, to its framing header and to its target (§11.3). An AV1 floor object's payload is the length-prefixed framing the reference sink decodes (wai-rs codecs::video): n, h, w, fps_num, fps_den as u32 little-endian (the piece's temporal units, the sequence header's maximum frame height and width, the component's timebase num and den), then each temporal unit as a u32 little-endian length and its bytes as the stream holds them.

7.3 A supplied floor is a directory holding, per video component, <id>.obu: an AV1 stream in the low-overhead OBU format (every OBU with its size field), one temporal unit per source frame. Its listing (SPEC §3.1) of every file is pinned by the policy's floor.supplied_listing. A packager MUST refuse, before it writes anything:

• a directory whose listing does not hash to floor.supplied_listing (floor-listing-mismatch), and a component with no stream in it (floor-stream-missing);
• a stream that does not split into temporal units each holding a frame, whose first unit holds no sequence header, with a sequence header whose bytes differ from the first's, or with a unit that starts at a shown key frame (below) without a sequence header (floor-av1-malformed);
• another number of temporal units than source frames (floor-frame-count);
• a unit that does not start at a shown key frame at a piece's first frame, or one that does elsewhere unless floor.extra_keyframes is true (floor-keyframe-mismatch). A unit starts at a shown key frame when its first frame header has frame_type KEY_FRAME and show_frame 1, or the sequence uses the reduced still-picture header; a unit that shows an existing frame does not.

The plan a supplied floor is made against is the keyframe plan, the file plan-<id>.txt: each piece's first frame in decimal, one per line, each line ended by a line feed. Its pieces' starts are the plan of §4.2, and wai-pack plan writes it from the source and the policy before any floor is encoded.

7.4 The floor is presentation. Its output is never compared with the primary's, and no tier or replicate claim covers it.

7.5 A floor produced by an encoder that is not a pure function of its input (§11) MUST name that encoder and its version in derived_from.renderer.

7.6 CMAF. The floor of a video component is also written as CMAF files, which no stage index lists: floor/<id>/init.mp4, and one fragment per piece, floor/<id>/<SHA-256 of the fragment>.m4s. Box layouts are ISO/IEC 14496-12's, with the AV1 binding's sample entry; every integer is big-endian and every time 0:

• init.mp4: ftyp (major brand cmfc, minor version 0, compatible cmfc, iso6, av01), then moov holding mvhd (version 0, timescale tb_num, rate 1, volume 1, the unity matrix, next track 2), trak (tkhd version 0 with flags 3, track 1, layer, alternate group and volume 0, the unity matrix, the width and height in 16.16; mdia: mdhd version 0, timescale tb_num, language und; hdlr vide named video with its terminating zero byte; minf: vmhd with flags 1, dinf with one self-contained url , and stbl: stsd with one av01 sample entry of the width and height, data reference 1, resolution 72 dpi, frame count 1, an empty compressor name, depth 24 and pre-defined −1, holding av1C, then empty stts, stsc, stsz and stco), and mvex with trex (track 1, sample description 1). av1C is marker and version 1, then the sequence header's profile, level, tier, bit depth, monochrome and chroma fields, no initial presentation delay, then the sequence header OBU as the stream holds it. The width and height are the sequence header's maximum frame width and height.
• A fragment: moof holding mfhd (sequence number piece + 1) and traf (tfhd with default-base-is-moof, track 1; tfdt version 1, the piece's start × tb_den; trun version 0 with data offset, sample duration, size and flags, the offset pointing at the mdat payload), then mdat. Each sample is a temporal unit without its temporal delimiter, lasting tb_den; its flags are 0x02000000 at a shown key frame and 0x01010000 otherwise.

The codecs string of the floor is the AV1 binding's short form, av01.<profile>.<level, two digits><M or H>.<bit depth, two digits>.

8. Classes, catalogs and delivery

8.1 What a class lists. The stages listed for a class are a pure function of the class, the piece and the effective policy, so every viewer of a class receives the same catalog bytes.

• A piece that starts at unit start and lasts duration units spans the milliseconds from s_ms up to e_ms, the floors of start · den · 1000 / num and of (start + duration) · den · 1000 / num; it lies in moment i when s_ms < to_ms and e_ms > from_ms. Rule i matches it when each condition the rule states holds: its kind is in when.piece_kind, and a tag of a moment it lies in is in when.moment_tag. Matching rules fold in document order (§3.4).
• A floor-only class lists the floor (0xFF). Otherwise the class lists min(max_layer, the rules' then.max_layer, the piece's highest layer); under max_kbps, while the listed prefix needs more than max_kbps, that is ceil(8 · bytes · num / (1000 · duration · den)) kilobits per second over the bytes of the listed bases and refinements, the top layer is dropped, and a base that alone needs more makes the piece floor-only for the class.

8.2 A catalog MUST NOT list a refinement without the stages below it.

8.3 HTTP. A package is offered in http-delivery's Mode N (§11.1 there): the classical presentation is the floor alone, and WAI objects are offered in playlists of their own.

• A WAI object is none of the media segment formats of RFC 8216 §3. A WAI playlist is offered only to a sink that recognizes its codecs value from its own capability list, and a packager MUST write a classical master that names nothing of WAI.
• A browser's media-capabilities query answers only for the browser's own decoders, and MUST NOT be used to decide whether a wai1.* value can be decoded (http-delivery §4.3).
• Each class's WAI playlist MUST name its class and its stage view.

Durations: a piece of d units lasts floor(d · den · 1000 / num) milliseconds, written S.mmm (whole seconds, a full stop, three digits). A target duration is the largest ceil(d · den / num). A rate is ceil(8 · bytes · num / (d · den)) bits per second; a variant's BANDWIDTH is the largest over the pieces it lists and AVERAGE-BANDWIDTH the rate of all their bytes over all their durations. A floor variant's bytes per piece are its fragment's; a WAI variant's are the listed bases' and refinements', over the pieces the class does not take as floor only. Every playlist line ends with a line feed. For component c, of frame size W×H, whose floor has codecs string F and maximum frame size FW×FH:

• hls/classic/master.m3u8: #EXTM3U, #EXT-X-VERSION:7, #EXT-X-INDEPENDENT-SEGMENTS, #EXT-X-STREAM-INF:BANDWIDTH=<b>,AVERAGE-BANDWIDTH=<a>,CODECS="F",RESOLUTION=FWxFH, ../classic/floor-<c>.m3u8: a URI that names the same playlist from every class's directory, so each class's master differs from this one only by the session-data line, as http-delivery §11.1 and §11.8 require.
• hls/classic/floor-<c>.m3u8: #EXTM3U, #EXT-X-VERSION:7, #EXT-X-TARGETDURATION:<t>, #EXT-X-MEDIA-SEQUENCE:0, #EXT-X-PLAYLIST-TYPE:VOD, #EXT-X-INDEPENDENT-SEGMENTS, #EXT-X-MAP:URI="../../floor/<c>/init.mp4", then per piece #EXTINF:<S.mmm>, and ../../floor/<c>/<sha256>.m4s, then #EXT-X-ENDLIST.
• hls/<class>/master.m3u8: the classical master, byte for byte, with, when the class lists a WAI object, #EXT-X-SESSION-DATA:DATA-ID="science.transaction.wai.multivariant",VALUE="wai.m3u8" after #EXT-X-INDEPENDENT-SEGMENTS, and no other change.
• hls/<class>/wai.m3u8, when the class lists a WAI object: #EXTM3U, #EXT-X-VERSION:7, #EXT-X-INDEPENDENT-SEGMENTS, #EXT-X-SESSION-DATA:DATA-ID="science.transaction.wai.class",VALUE="<class>", #EXT-X-SESSION-DATA:DATA-ID="science.transaction.wai.stages",URI="../../stages/<class>.json", #EXT-X-STREAM-INF:BANDWIDTH=<b>,AVERAGE-BANDWIDTH=<a>,CODECS="<union>",X-WAI-FLOOR="<floor>",RESOLUTION=WxH, wai-<c>.m3u8. The union and the floor are http-delivery §4.2's over the objects the class lists.
• hls/<class>/wai-<c>.m3u8: the floor playlist's lines without #EXT-X-MAP, adjacent to it (http-delivery §11.2); per piece, #EXT-X-GAP when the class takes it as floor only, #EXTINF:<S.mmm>,, each refinement the class lists, in entry order, as #WAI-LAYER:N=<layer>,URI="../../objects/<hash>.wai#n=<byte_len>", then its base as ../../objects/<hash>.wai#n=<byte_len>: a layer line follows its segment's EXTINF (http-delivery §10.4).

Every HLS file above and every MPD below is a rendering of http-delivery's (Appendix G for a media playlist): the reference packager writes them with the binding's one HLS and one DASH renderer.

DASH, the same as two MPDs (http-delivery §11.1), each <?xml version="1.0" encoding="UTF-8"?>, then <MPD xmlns="urn:mpeg:dash:schema:mpd:2011" profiles="urn:mpeg:dash:profile:full:2011" type="static" mediaPresentationDuration="PT<S.mmm>S" minBufferTime="PT<t>S"> over the component's whole duration and its target duration, <Period id="p0" start="PT0S">, one AdaptationSet, </Period> and </MPD>, indented by two spaces a level:

• dash/classic.mpd: <AdaptationSet id="1" contentType="video" mimeType="video/mp4" codecs="F" width="FW" height="FH" segmentAlignment="true" startWithSAP="1"> holding <Representation id="<c>-floor" bandwidth="<b>"> with <SegmentList timescale="<num>">: <Initialization sourceURL="../floor/<c>/init.mp4"/>, a SegmentTimeline of one <S t="<(start − first start)·den>" d="<d·den>"/> per piece, and one <SegmentURL media="../floor/<c>/<sha256>.m4s"/> per piece.
• dash/<class>.mpd, when the class lists a WAI object: <AdaptationSet id="1" contentType="video" mimeType="application/wai" codecs="<union>" width="W" height="H"> holding <EssentialProperty schemeIdUri="tag:transaction.science,2026:wai/http-delivery"/>, <SupplementalProperty>s of schemes tag:transaction.science,2026:wai/floor (value the floor), tag:transaction.science,2026:wai/class (the class) and tag:transaction.science,2026:wai/stages (../stages/<class>.json), then per layer k up to the highest the class lists, a Representation with attributes id="<c>-l<k>", for k > 0 dependencyId="<c>-l<k−1>", and bandwidth the peak rate of its own layer's objects over the pieces it lists, whose SegmentList has a timeline entry and a SegmentURL media="../objects/<hash>.wai" for each piece the class lists to layer k (a gap where it does not).

The media type application/wai is proposed, not registered (http-delivery §3). This revision writes the catalogs of a package of one component; how the variants and groups of several components are written is defined with the packing of several components.

8.4 MoQ. moq/catalog.json is RFC 8785 canonical JSON and a line feed: {"tracks": [...], "version": 1}, the tracks by layer, then by deadline ascending, then the floor. Each (component, layer, deadline) is one track of packaging "wai": name <c>/l<k>, or <c>/l<k>@<deadline> for a refinement whose deadline is not defaults.deadline_ms; renderGroup 1; priority §8.5's; wai_capabilities its entries' capabilities by first appearance; wai_layer k; wai_receipts false (no object of this revision carries a WAI_RECEIPT property); wai_determinism the weakest tier of its entries, absent when that is none. The base track has altGroup 1 when the component has a floor. MSF's catalog defines depends as the tracks on which a track is dependent, and this section has a sink receive every one of them (below): a dependency is all of its tracks, not any one. So a refinement track depends on every track that carries an entry its own entries refine, in track order — the layer below at the same deadline, where a piece's layers share its deadline as the reference packager writes them — and never on a track the catalog does not hold. It carries wai_delivery_timeout_ms (§8.6). The floor is a track <c>/floor of packaging "cmaf" with altGroup 1, renderGroup 1, codec, width and height. A sink MUST NOT subscribe to a track unless it also receives every track that track depends on, so a sink that selects the floor subscribes to no layer track. wai_layer and wai_delivery_timeout_ms are catalog fields this extension defines under the wai_ prefix of moq-streaming-format §4; a later revision of that extension may define them there instead.

8.5 Priority. The base track's publisher priority is 64 and layer k's 64 + 32·k: a refinement track's value is strictly greater than that of the track it depends on, so it is delivered after it (MOQT: a lower value is delivered first).

8.6 Deadline. An entry's deadline_ms is the longest a refinement may arrive after the base of its piece was published and still be presented; the rules' or defaults.deadline_ms. A refinement track carries DELIVERY_TIMEOUT deadline_ms − live.layer_lag_ms[k] (§3.4 has refused a policy where that is below 1). Entries of one layer with different deadlines travel on different tracks. A relay may drop a late refinement (MOQT §5.2), so a refinement never delays the base.

8.7 Presentation. A sink presents piece p at the highest prefix whose objects all arrived and verified by p's presentation instant, and MUST NOT delay the base to wait for a refinement. What the receipts of a dropped object say is jwp-receipts' to define, not this extension's.

8.8 Stage views. stages/<class>.json is RFC 8785 canonical JSON and a line feed: {"class": "<class>", "components": {"<c>": {"media_playlist": "../hls/<class>/wai-<c>.m3u8", "pieces": [...]}}, "policy_digest": "<hex>"}, with media_playlist only when the class lists a WAI object, and each piece {"dur", "p", "start", "stages": [...]} with "floor_only": true when the class takes it as floor only (and stages empty), and each listed stage {"bytes", "h", "layer"}, a refinement's with "refines" (the content hash of the entry it refines) and "deadline_ms".

9. Package receipt

9.1 A version-2 package receipt binds the asset id; the policy digest; its parent kind and parent receipt hash; per component its id, media class, index digest and stage root; the entry, distinct-object, referenced-byte and stored-byte counts, which a verifier recomputes from the indexes; the packager builtin:<crate>@<version>; the energy figure with its class, or the unmetered form; the grant; and the signer. Its signing payload, big-endian:

labelled_domain("wai:pack-receipt\x01", label)
u32 len ‖ asset_id ‖ policy_digest[32]
u8 parent_kind (0 none, 1 live-window, 2 re-pack) ‖ [parent_receipt_hash[32] if not 0]
u32 n ‖ n × ( u32 len ‖ id ‖ u8 media_class ‖ index_digest[32] ‖ stage_root[32] )
u64 total_entries ‖ u64 unique_objects ‖ u64 total_bytes ‖ u64 stored_bytes ‖ u64 work_units
u32 len ‖ packager
u64 joules_micro ‖ write_label(label)
grant_hash[32] ‖ u32 len ‖ capability ‖ u64 joule_ceiling_micro ‖ u8 0 | u8 1 ‖ u64 funds_ceiling
signer_pubkey[32] ‖ u32 len ‖ signer_id

receipt_hash = BLAKE3("wai:video-package-receipt-id\x01" ‖ payload ‖ sig)

labelled_domain and write_label are energy-measurement §2.8's: unmetered, the domain as written and no label; metered, its final byte \x02 and the class's signed encoding. total_entries counts every entry; unique_objects the distinct content hashes over every component; total_bytes the entries' byte_len; stored_bytes the byte_len of each content hash's first entry; work_units equals total_entries. A receipt whose content hash comes at two lengths has no counts. The signature is Ed25519 by signer_pubkey, verified as SPEC §7 Signatures requires; a signature or a key that rule refuses is receipt-signature.

Its JSON form, package.receipt.json, is RFC 8785 canonical, hexadecimal lowercase, integers as numbers no greater than 2^53 − 1 (a packager refuses to seal anything else, receipt-json): asset_id; components, each {"id", "index": "index-<id>.wsix", "index_digest", "media_class", "stage_root"}; grant {"capability", "funds_ceiling", "grant_hash", "joule_ceiling_micro"} with null for no ceiling (a joule ceiling of 2^64 − 1); joules_micro; kind "package"; packager; parent_kind (none, live-window or re-pack); parent_receipt_hash (null for none); policy_digest; receipt_hash; sig; signer_id; signer_pubkey; stored_bytes; total_bytes; total_entries; unique_objects; version 2; work_units; energy_provenance, the class's label (energy-measurement §2.7) or null when unmetered; and the class's evidence members exactly as its class carries them. Every member is present, with null where it has no value (parent_receipt_hash, energy_provenance, a grant's ceilings) and nowhere else.

A reader refuses, before anything else, JSON that is not RFC 8259 or that names a member twice in one object, at any depth (receipt-json). It then reads "version": absent or 1 is a version-1 receipt (§9.3), 2 a version-2 one, anything else receipt-version. It then refuses (receipt-json) a member it does not define or one missing, null where the member has a value, a value of another form (a number that is not an integer of its range, -0 among them; a string that is not Unicode scalar values), evidence other than exactly what the class carries, a class label energy-measurement §2.7 refuses, a parent kind and hash that disagree, an index other than index-<id>.wsix, and a receipt_hash that is not the receipt's. A reader does not require the canonical form; a writer writes it, and a package's package.receipt.json must be it (§11.3).

A verifier of a receipt against its indexes, in its components' order, refuses, the first that applies: no component, or another number of indexes than components, a live window's receipt included (receipt-index-count); an index that breaks §6 (its reason); one that does not hash to its index_digest (receipt-index-digest), has another stage root (receipt-stage-root), names another component or media class (receipt-component) or another policy digest (receipt-policy-digest); two components of one id (receipt-component); other counts, or a content hash at two lengths in any of the indexes (receipt-counts); a parent kind that does not match the indexes' prev_index_digest, which is zero in every index for none and a re-pack and non-zero in every one for a live window (receipt-parent-kind); an energy figure and class that do not cohere, or a legacy label (receipt-energy); a signature that does not verify (receipt-signature).

9.2 Live windows chain by the parent link with parent kind live-window. A re-pack of an earlier package MAY name it with parent kind re-pack.

9.3 A version-1 receipt (wai.video.package's segment map) keeps its bytes and still verifies. Its JSON form is RFC 8785 canonical with version 1: asset_id, energy_provenance (null when unmetered) with its evidence, grant, joules_micro, kind "package", parent_receipt_hash, receipt_hash, segment_map_root, segments (each {"byte_len", "content_hash", "duration_ms", "index"}), sig, signer_id, signer_pubkey, stored_bytes, total_bytes, total_segments, unique_segments, work_segment_ops. A reader reads one without version as version 1, and, because version-1 receipts were issued before this form, keeps them verifying: energy_provenance may be absent (read as unmetered), an evidence member written null is absent, and an on-chip counter's filtering, absent, reads as unknown. It refuses a member named twice as version 2's reader does. Its signing payload, big-endian, is

"wai:video-package-receipt\x01"
u32 len ‖ asset_id ‖ segment_map_root[32]
u64 total_segments ‖ u64 unique_segments ‖ u64 total_bytes ‖ u64 stored_bytes ‖ u64 work_segment_ops
u64 joules_micro ‖ class (u8 0 when unmetered, else the class's signed encoding)
the grant as §9.1 writes it
u8 0 | u8 1 ‖ parent_receipt_hash[32]
u64 n ‖ n × BLAKE3("wai:video-package-seg\x01" ‖ u64 index ‖ content_hash[32] ‖ u64 duration_ms ‖ u64 byte_len)
signer_pubkey[32] ‖ u32 len ‖ signer_id

segment_map_root is the jwp-receipts §2.2 Merkle root over those segment leaves, the counts are the segments' (the bytes of one copy per content hash for stored_bytes), and receipt_hash is version 2's. Both versions share the identity domain, so the figure profile wai:video-package-receipt-id (energy-measurement §6.1) covers both; a version-2 receipt's figure is read only with the indexes it verifies against.

9.4 Where the energy figure is not the unmetered form, the packager MUST publish a measurement claim about it (jwp-receipts §2.4.8, energy-measurement §6) as claims/<receipt_hash>.measurement.json: subject the receipt, figure profile wai:video-package-receipt-id, signed with the package key and checked against the receipt before it is written. A verifier refuses a metered package without it (measurement-claim-missing) or with one that does not verify and check against the receipt (measurement-claim-invalid).

10. Royalty-free packaging

A packager run with royalty_free_only = true MUST refuse to emit any object whose capability the registry does not classify as royalty-free, including one it does not classify at all (§3.6, rule 5). A package receipt says nothing about patents. royalty_free_only records the registry class the packager read, "licensed royalty-free by its standards body"; it is not a freedom-to-operate opinion.

11. Package, re-pack equivalence and verification

11.1 The package is a directory of these files and no other file or directory (every directory below it holds one of them):

policy.toml  policy.json  plan-<c>.txt  index-<c>.wsix  package.receipt.json
objects/<content hash>.wai …
floor/<c>/init.mp4  floor/<c>/<sha256>.m4s …
hls/classic/…  hls/<class>/…  dash/…  moq/catalog.json  stages/<class>.json
claims/<receipt_hash>.measurement.json      (a metered package)
LISTING

policy.toml is the policy as given; policy.json its effective canonical JSON (§3.2). LISTING is the listing (SPEC §3.1) of every other file, and its SHA-256 is the pack digest. A component or class id that cannot be one path segment of a listing, two class ids equal once A–Z are mapped to a–z, and a class named classic in any case (ids name paths, and paths fold case) are refused (pack-id).

11.2 Re-pack equivalence. Given the same source bytes, effective policy, supplied floor, signing key and packager identity, a conforming reference packager MUST produce byte-identical package files on every machine, except the energy figure and measurement claim of a metered package and floor objects §7.5 covers. A verifier MAY pack again and compare listings. A packager whose identity differs is not held to this.

11.3 Verification. A verifier of a package, without its sources, applies these checks in this order and refuses at the first that fails; a check that reads files a failed check names is not applied:

1. Every file below the package's directory, read strictly — a name beginning with . and a *.sha256 file included, as a listing (SPEC §3.1) would not skip them — is a regular file whose path a listing can carry; a symbolic link, a directory that cannot be read or holds nothing, or anything else is refused (unexpected-file).
2. LISTING is present (listing-missing) and is the listing of every other file (listing-mismatch).
3. package.receipt.json reads as a version-2 receipt (§9.1: receipt-json, receipt-version) and is that receipt's canonical form, byte for byte (receipt-json).
4. policy.json hashes to the receipt's policy digest (policy-digest-mismatch); policy.toml is a policy (its own reason, §3.2–§3.4); policy.json is its effective canonical JSON, royalty_free_only forced on where policy.json says true (policy-json-mismatch; an override never turns it off, §3.2, so a policy.json that says false over a policy.toml that says true is refused here); its ids can name files (pack-id, §11.1); and under that effective policy it asks for nothing a packager may not emit (§3.6's reason; under royalty_free_only, a patent-pool floor is license-refused).
5. The receipt's components are the policy's, by id, in order, each of the policy's media (policy-component-mismatch), so a package is never a receipt over fewer components than its policy has; each index is present (index-missing); the receipt verifies against them (§9.1, the index rules of §6 among its reasons).
6. Per component, in order:
   • the index against the policy (index-policy-mismatch): its timebase and media class are the component's; its string table is the component's id, the class ids in policy order, then each capability at its first use; its class records are the policy's classes, in order, with their max_layer, floor-only flag and max_kbps; every entry's role, capability and layer are a rung's of its component (a base, a refinement at the rung's layer, or a floor); every piece's kind is one a video piece has, and its rules, moments and class plan are §8.1's from its kind, span and entries;
   • the plan file holds the index's starts and its digest is the header's (plan-mismatch);
   • every entry's object is present (object-missing) and keeps the object rules of §6.3, its counted bytes included;
   • every decode-equivalent prefix decodes to its prefix_digest (prefix-digest);
   • when all of that holds, the floor: per piece, one floor object of the floor rung's capability whose renderer, settings, framing header, unit count and target are §7.2's (floor-object-mismatch) and which presents the piece's base (floor-motif-mismatch); its units each one temporal unit holding a frame, the first of the first piece carrying a sequence header, every sequence header the first's bytes, every shown key frame carrying one (floor-av1-malformed); each piece opening on a shown key frame, and no other unit being one unless the policy allows extra key frames (floor-keyframe-mismatch); and the CMAF files are the ones its temporal units give (§7.6, floor-cmaf-mismatch);
   • then the catalogs are the ones the index, the objects and the floor give, and an index no catalog can be written for (a start past 2^53 − 1) is refused (catalog-mismatch).
7. A metered package's measurement claim (§9.4: measurement-claim-missing, measurement-claim-invalid); an object file no entry names (object-unlisted); a catalog file past the ones given (catalog-unexpected); any other file (unexpected-file).

11.4 What this revision packs. The reference packager packs one video component with a wai.video.int_motion base (§5.5, §5.6) and a supplied AV1 floor (§7.3). It refuses by name, before writing anything, what it does not pack yet: another medium (pack-media-unsupported), a refinement rung (pack-refinement-unsupported), a rule's ladder subset (pack-rule-ladder-unsupported), a floor to encode (pack-floor-encode-unsupported), and a rung of a capability it does not encode (pack-capability-unsupported:<cap>, every one naming the capability of the rung it does not pack); and a component with no source (pack-source-missing) or whose source's frame rate is not its timebase (pack-source-rate). Where its own work fails it refuses by name too, and writes nothing: an encode the encoder refuses, such as a piece past the samples it holds, or an object it wrote that does not count (pack-encode); a piece past 2^32 − 1 units (pack-piece-length); catalogs it cannot write, the case §11.3 refuses as catalog-mismatch (pack-catalog); a meter that was asked for and gives no figure, a span too short to reach a microjoule or a figure past 2^64 − 1 (pack-meter, never an unmetered package in its place); a measurement claim it cannot write (pack-measurement-claim); and a listing it cannot write (pack-listing). It writes a package only into a directory that is new or holds nothing, and refuses any other before it packs (pack-out-not-empty): written among another package's files, it would leave behind the ones it does not write.

12. Reasons

Reason	Where
policy-toml (not UTF-8, a byte-order mark, not TOML 1.0, nesting past 32), policy-float, policy-datetime, policy-negative, policy-integer-range	§3.2
policy-unknown-key, policy-missing-key, policy-type, policy-value, policy-schema	§3.3
policy-too-many-components, policy-too-many-rungs, policy-too-many-classes, policy-too-many-rules, policy-too-many-moments, policy-duplicate-id, policy-lead, policy-open-gop, policy-piece-bounds, policy-ladder-component, policy-refines-role, policy-dangling-refines, policy-refines-cycle, policy-refines-base, policy-refines-branch, policy-no-base, policy-class-layer, policy-rule-ladder, policy-layer-lag, policy-too-many-deadlines, policy-deadline-unreachable	§3.4
capability-unknown, capability-not-payload, capability-candidate, capability-role, license-unclassified, license-refused, each naming the capability (and the licence label)	§3.6
y4m-header, y4m-interlaced, y4m-colorspace, y4m-size-change, y4m-truncated, wav-format, wav-truncated	§4.7
index-magic, index-version, index-truncated, index-reserved, index-media-class, index-role, index-tier, index-string, index-trailing	§6.2
index-timebase, window-start, piece-order, piece-entries, piece-kind, entry-flags, entry-order, layer-role, refines-outside-window, refines-mismatch, layer-gap, tier-entropy-passthrough, tier-weakest, tier-mismatch, digest-without-tier, deadline-role, floor-derived-from, dup-length, dup-flag, class-plan, class-flags	§6.3, §6.4
object-length, object-hash, non-envelope-entry, object-lengths, object-capability, object-refines, object-derived-from	§6.3
floor-missing, floor-listing-mismatch, floor-stream-missing, floor-av1-malformed, floor-frame-count, floor-keyframe-mismatch	§7.1, §7.3
floor-object-mismatch, floor-motif-mismatch, floor-av1-malformed, floor-keyframe-mismatch, floor-cmaf-mismatch, against a package	§11.3
receipt-json, receipt-version, receipt-index-count, receipt-index-digest, receipt-stage-root, receipt-component, receipt-policy-digest, receipt-counts, receipt-parent-kind, receipt-energy, receipt-signature	§9.1
measurement-claim-missing, measurement-claim-invalid	§9.4
unexpected-file, listing-missing, listing-mismatch, policy-digest-mismatch, policy-json-mismatch, policy-component-mismatch, index-missing, index-policy-mismatch, plan-mismatch, object-missing, prefix-digest, catalog-mismatch, catalog-unexpected, object-unlisted	§11.3
pack-id, pack-source-missing, pack-source-rate, pack-media-unsupported, pack-refinement-unsupported, pack-rule-ladder-unsupported, pack-floor-encode-unsupported, pack-capability-unsupported (naming the capability)	§11.1, §11.4
pack-encode, pack-piece-length, pack-catalog, pack-meter, pack-measurement-claim, pack-listing, pack-out-not-empty	§11.4